Having worked within the legal or compliance departments in the IT and insurance industries and finally landed on asset management, Cathy is a believer that everyone at the firm has a role in compliance. Cathy enjoys thinking outside of the box to create training programs that teach the entire firm about regulations. She believes that if people understand the rules and why the rules are important in protecting clients, they will be eager to be compliant.
Cathy uses her international experience with Asian, European, U.S. and Canadian regulations to help the Burgundy team evaluate regulatory risks in different jurisdictions. She is passionate about learning new and interesting regulations everyday while working with smart and inspirational colleagues at Burgundy to build a strong compliance culture.